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Compliance Risk
AFIP Audit
Video Audit Review
Identity Theft Deterrence
Expert Witness
Industry Regulations
Safeguards
Red Flag Rule
Compliance Training
Adverse Action Auditing
 
F & I Sales Compliance
Adverse Action Notice
AFIP Audits
Compliance Risk Assessment
Compliance Training
Expert Witness
Identity Theft Deterrence

Industry Regulations

Red Flags Rule
Safeguards Rule
Video Audits

Achieve F&I and Sales Compliance

Implement a Litigation Defense Strategy

Sales and F&I Offices in auto dealerships are under ever increasing scrutiny and litigation from the dark side: Attorneys General, Class Action Plaintiffs' Attorneys, the Federal Trade Commission, special interest groups, the media and various state and federal regulators for compliance or practices in several areas.

gvo3 & Associates specializes in assisting auto dealers with the development and implementation of compliance strategies to assist in the defense of litigation and governmental inquiries using a structured, comprehensive approach to forms, processes, documentation, auditing and training. These strategy becomes part of a dealer's overall Risk Management plan, and has led to a reduction in a dealer's garage keeper's premium.
The five elements to a gvo3 & Associates implemented Risk Management Plan includes:

  1. Compliance Risk Assessment
  2. Development of a Policy and Procedure Manual
  3. Compliance Training
  4. Multi-level Audit Program
  5. Industry Certification

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